Istanbul+5 Bericht 

Vorläufige deutsche Fassung

1. Einführung


3.3. Institutional Development and Participation 

In official rhetoric much importance is put on the institutional structure of German territorial administrations giving much scope to local decision making. The principle of municipal sovereignty over territory and land use, as well as personal and financial matters, is much cherished. The command over urban infrastructure, its construction and management (either direct or in delegation) flows from this. The locally elected council is thus given responsibility for the social equality and management of resources enhancing a sense of sustainability and coherence among the local population.  The range of municipal action has always been far more restricted than officially acknowledged, its limited reach further undermined consistently in the past decades due to the more or less frequent interference by federal and federate state (Länder) authorities, both in administrative terms as well as in party politics. This is the result of changes in the fiscal system, which put much of the social burden of the overall economic development on the local institutions without allowing for additional sources of revenue. The consequences of this tendency, nurtured by the federal government's finance sector, have never been seriously reflected upon, let alone opposed by the institutions concerned with the federal housing and local development policy, including the responsible federal ministry. The various ministries did not oppose the general tendency neither, at best they introduced some modifications in details regarding the competencies allocated to local government. Finally, despite the independent associations of the cities and the smaller communities (Deutscher Städtetag and Deutscher Gemeindebund) with the aim of strengthening the role of the local authorities, the problem has not yet been tackled in any fundamental way. Rather, they have been instrumental in streamlining the local administration with the effect that some municipalities are the "slimmest" and relatively most "efficient" public administrations in the country in general.  The concept of local democracy, taken for granted in the official discourse, has not been discussed fundamentally at either a national or local government level. Administrative restructuring in public institutions has always been justified with technical and financial arguments, including the recent district reform in Berlin (end of 2000) which reduced the number of districts from 23 to 12. The growing gap between public administration and the citizens is being deplored, but the remedy is usually sought in making public matters more economical, i.e. efficient at the surface.  Local problems, however, have brought about the introduction of a new, more down-to-earth level in settlement matters. Larger cities have introduced district or ward committees. These are boards of local representatives composed according to the results of the council elections. They have been given the right of commenting council decisions in view of local conditions, but lack any decision making power, let alone executive competencies. The considerable potential of this emerging institutional structure for democratising development has not yet been discussed at all. And certainly it needs to be explored systematically and implemented.  Local Agenda 21 and Related Participatory Planning Initiatives  The idea of Local Agenda 21 is to aim at an ultimately sustainable style of life in general, i.e. energy-saving, resource-conserving, waste-recycling, but also socially equitable, convivial, intellectually satisfying etc., through interventions geared at local level. It was proposed in the final document of UNCED in Rio 1992. The suggestion in chapter 28 was to consult the local population and make them participate in the process of reorienting public measures and individual actions to fit the aim in general.  In Germany, there is no consistent policy towards the Agenda 21 objectives and no federal policy supporting Local Agenda 21 initiatives. At the next tier, at Länder-level, in some cases there is a modest encouragement of Local Agenda 21 activities, be it towards the respective governments, be it towards encouraging local level activities.  In 2001 in the State of North Rhine-Westphalia, for example, it was finally decided to create an Agenda 21 for its territory. An institution called "Agenda-Transfer" had already been established in 1996 to enhance the corresponding actions at the local level. Since it is understood that the concerns of Agenda 21 fall under the sovereignty of Local Government the latter is held responsible for conceiving the Local Agenda 21 interventions. Agenda Transfer's first task was and is to convince the respective municipalities in starting the corresponding actions. Its activities have brought about a considerable raise in the number of Local Agenda 21 communes. In addition, these are instrumental in enhancing the process generally, always with the intention of fostering popular participation.  Of those municipalities which have joined the movement (20 % of the communes in NRW are still waiting, most of them are rather small), there are two tendencies (and this reflects the state in Germany in general). The first type of municipalities integrates the tasks indicated by Agenda 21 into its current council administration. In this case a department or section is opened which initiates a process of consultation. This is done more or less top-down, sometimes with the effect of discouraging bottom-up initiatives aiming at the same goal. In most cases, however, there is an ongoing and open process of consultation in which the grass-root groups are heard. The population is involved more or less actively, depending on the individuals implicated.  The second type of municipalities provides little official support for the Local Agenda activities. Consequently, the initiative lies with the grass-root initiatives. This model depends not only on the individual citizens concerned and their personalities, but also on specific local traditions. The result is a large variety of patterns, mostly middle-class oriented under the leadership of professionals in retirement or other intellectuals. This movement is structured so extremely bottom-up that there is little co-ordination and networking among the various cities and towns. The federal government and most Länder governments look at this kind of movement with great indifference.

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Initiative Habitat in NRW

MieterInnenverein Witten

HIC Europa

(c)  Knut Unger 2001. mailto:unger@mvwit.de